-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K3C/mdDH3Fc0fgJ01dP7a60IDCTdgcoCsHzArH8aUNPh1dk7PSS9kuLXXn0NNR8+ Tnzeb1v8IPe+HmRrSszROQ== 0000947871-04-001682.txt : 20040708 0000947871-04-001682.hdr.sgml : 20040708 20040708143948 ACCESSION NUMBER: 0000947871-04-001682 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20040708 GROUP MEMBERS: DR. LORENZO ROSSI DE MONTELERA GROUP MEMBERS: HENRY BIRKS & SONS HOLDINGS INC. GROUP MEMBERS: HENRY BIRKS & SONS INC. GROUP MEMBERS: REGALUXE INVESTMENTS SARL SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MAYORS JEWELERS INC/DE CENTRAL INDEX KEY: 0000817946 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-JEWELRY STORES [5944] IRS NUMBER: 592290953 STATE OF INCORPORATION: DE FISCAL YEAR END: 0327 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-39267 FILM NUMBER: 04905929 BUSINESS ADDRESS: STREET 1: 14051 NW 14TH ST CITY: SUNRISE STATE: FL ZIP: 33323 BUSINESS PHONE: 9548462719 MAIL ADDRESS: STREET 1: 13801 NW 14TH STREET CITY: SUNRISE STATE: FL ZIP: 33323 FORMER COMPANY: FORMER CONFORMED NAME: JAN BELL MARKETING INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HENRY BIRKS & SONS INC CENTRAL INDEX KEY: 0001179821 IRS NUMBER: 000000000 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1240 PLULLYS SQUARE CITY: MONTREAL QUEBEC CANADA STATE: E6 ZIP: J3B3H6 BUSINESS PHONE: 5163972509 MAIL ADDRESS: STREET 1: 1240 PLULLYS SQUARE CITY: MONTREAL QUEBEC CANADA STATE: E6 ZIP: H3B3H66 SC 13D/A 1 sc13da_070704-mayorsjewelers.txt AMENDMENT NO. 4 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 4 TO SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 Mayor's Jewelers, Inc. ---------------------- (Name of Issuer) Common Stock, $0.0001 Par Value ------------------------------- (Title of Class of Securities) 578462103 --------- (CUSIP Number) Sabine Bruckert, Esq. Vice President and General Counsel Henry Birks & Sons Inc. 1240 Square Phillips Montreal, Quebec, Canada, H3B 3H4 Telephone: (514) 397-2511 ------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) June 15, 2004 ------------- (Date of Event which Requires Filing of this Statement) |_| The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - -------------------------------------------------------------------------------- CUSIP No. 578462103 Page 2 of 12 Pages - -------------------------------------------------------------------------------- (1) Name of Reporting Person HENRY BIRKS & SONS INC. - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (a) |_| (b) |X| - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Source of Funds AF, OO - -------------------------------------------------------------------------------- (5) Check box if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). |_| - -------------------------------------------------------------------------------- (6) Citizenship or Place of Organization CANADA - -------------------------------------------------------------------------------- (7) Sole Voting Power Number of -- Shares Beneficially Owned By Each Reporting Person With - -------------------------------------------------------------------------------- (8) Shared Voting Power 65,769,664 - -------------------------------------------------------------------------------- (9) Sole Dispositive Power -- - -------------------------------------------------------------------------------- (10) Shared Dispositive Power 65,769,664 - -------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 65,769,664 - -------------------------------------------------------------------------------- (12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |_| - -------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 75.5% - -------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- CUSIP No. 578462103 Page 3 of 12 Pages - -------------------------------------------------------------------------------- (1) Name of Reporting Person HENRY BIRKS & SONS HOLDINGS INC. - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (a) |_| (b) |X| - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Source of Funds AF, OO - -------------------------------------------------------------------------------- (5) Check box if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). |_| - -------------------------------------------------------------------------------- (6) Citizenship or Place of Organization CANADA - -------------------------------------------------------------------------------- (7) Sole Voting Power Number of -- Shares Beneficially Owned By Each Reporting Person With - -------------------------------------------------------------------------------- (8) Shared Voting Power 65,769,664 - -------------------------------------------------------------------------------- (9) Sole Dispositive Power -- - -------------------------------------------------------------------------------- (10) Shared Dispositive Power 65,769,664 - -------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 65,769,664 - -------------------------------------------------------------------------------- (12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |_| - -------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 75.5% - -------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) HC - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- CUSIP No. 578462103 Page 4 of 12 Pages - -------------------------------------------------------------------------------- (1) Name of Reporting Person REGALUXE INVESTMENTS Sarl - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (a) |_| (b) |X| - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Source of Funds OO - -------------------------------------------------------------------------------- (5) Check box if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). |_| - -------------------------------------------------------------------------------- (6) Citizenship or Place of Organization LUXEMBOURG - -------------------------------------------------------------------------------- (7) Sole Voting Power Number of -- Shares Beneficially Owned By Each Reporting Person With - -------------------------------------------------------------------------------- (8) Shared Voting Power 65,769,664 - -------------------------------------------------------------------------------- (9) Sole Dispositive Power -- - -------------------------------------------------------------------------------- (10) Shared Dispositive Power 65,769,664 - -------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 65,769,664 - -------------------------------------------------------------------------------- (12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |_| - -------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 75.5% - -------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- CUSIP No. 578462103 Page 5 of 12 Pages - -------------------------------------------------------------------------------- (1) Name of Reporting Person Dr. Lorenzo Rossi de Montelera - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (a) |_| (b) |X| - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Source of Funds AF - OO - -------------------------------------------------------------------------------- (5) Check box if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e). |_| - -------------------------------------------------------------------------------- (6) Citizenship or Place of Organization ITALIAN - -------------------------------------------------------------------------------- (7) Sole Voting Power Number of -- Shares Beneficially Owned By Each Reporting Person With - -------------------------------------------------------------------------------- (8) Shared Voting Power 65,769,664 - -------------------------------------------------------------------------------- (9) Sole Dispositive Power -- - -------------------------------------------------------------------------------- (10) Shared Dispositive Power 65,769,664 - -------------------------------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 65,769,664 - -------------------------------------------------------------------------------- (12) Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |_| - -------------------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 75.5% - -------------------------------------------------------------------------------- (14) Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- This Amendment No. 4 amends the Statement on Schedule 13D filed with the Securities and Exchange Commission on August 9, 2002, as amended by Amendment No. 1 to Schedule 13D filed with the Securities and Exchange Commission on February 25, 2003, as amended by Amendment No. 2 to Schedule 13D filed with the Securities and Exchange Commission on November 28, 2004, as amended by Amendment No. 3 to Schedule 13D filed with the Securities and Exchange Commission on April 28, 2004 (the "Schedule 13D") by Henry Birks & Sons Inc. ("Birks"), Henry Birks & Sons Holdings Inc. ("Holdings"), Regaluxe Investment Sarl ("Regaluxe") and Dr. Lorenzo Rossi di Montelera with respect to the common stock, $0.0001 par value (the "Shares") of Mayor's Jewelers, Inc., a Delaware corporation ("Mayor's"). This Amendment No. 4 relates to Birks' sale of 750,000 Shares by means of a private placement. The following amendments to items 5 and 7 of the Schedule 13 D are hereby made. Item 5. Interest in Securities of the Issuer (a) Based on the most recent information available, the aggregate number and percentage of the Shares (the securities identified pursuant to Item 1 of this Schedule 13D) that are beneficially owned by each of the Reporting Persons is set forth in boxes 11 and 13 of the second part of the cover page to this Schedule 13D for each of the Reporting Persons, and such information is incorporated herein by reference. Of the 65,769,664 Shares beneficially owned by the Reporting Persons, 50,166,667 Shares are issuable upon conversion of Series A-1 Convertible Preferred Stock of Mayor's and 15,602,997 of Shares. (b) The numbers of Securities as to which each of the Reporting Persons has sole voting power, shared voting power, sole dispositive power and shared dispositive power are set forth in boxes 7, 8, 9 and 10, respectively, on the second part of the cover page to this Schedule 13D for each of the Reporting Persons, and such information is incorporated herein by reference. (c) Except as described herein, none of the Reporting Persons, nor, to the best knowledge of the Reporting Persons, any person listed in Annex A, B, or C, as the case may be, beneficially owns, or has acquired or disposed of, any Shares during the last 60 days. (d) No person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, Shares held by the Reporting Persons other than each of the Reporting Persons. (e) Not applicable. Item 7. Material to be filed as Exhibits Exhibit 1 Joint Filing Agreement dated as of July 8, 2004 among Birks, Holdings, Regaluxe and Dr. Rossi. SIGNATURE After reasonable inquiry and to the best of the undersigned's knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: July 8, 2004 HENRY BIRKS & SONS INC. By: /s/ Sabine Bruckert --------------------------------- Name: Sabine Bruckert Title: General Counsel and Corporate Secretary SIGNATURE After reasonable inquiry and to the best of the undersigned's knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: July 8, 2004 HENRY BIRKS & SONS HOLDINGS INC. By: /s/ Gerald Berclaz --------------------------------- Name: Gerald Berclaz Title: Corporate Secretary SIGNATURE After reasonable inquiry and to the best of the undersigned's knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: July 8, 2004 REGALUXE INVESTMENT Sarl By: /s/ Filippo Recami --------------------------------- Name: Filippo Recami Title: Chief Executive Officer SIGNATURE After reasonable inquiry and to the best of the undersigned's knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: July 8, 2004 DR. LORENZO ROSSI DI MONTELERA By: /s/ Lorenzo Rossi di Montelera --------------------------------- Lorenzo Rossi di Montelera Annex Index ----------- Annex Description ----- ----------- A Directors and Executive Officers of Henry Birks & Sons Inc. B Directors and Executive Officers of Henry Birks & Sons Holdings Inc. C Directors and Executive Officers of Regaluxe Investment Sarl ANNEX A DIRECTORS AND EXECUTIVE OFFICERS OF HENRY BIRKS & SONS INC. The following table sets forth certain information with respect to the directors and executive officers of Henry Birks & Sons Inc.
Present Principal Occupation or Employment and the Name, Principal Business and Address of any Corporation or other Organization in which such employment is conducted Name Citizenship Dr. Lorenzo Rossi di Montelera Businessman Italian Regaluxe Investment Sarl 26, rue Louvigny L-1946 Luxembourg Thomas A. Andruskevich President and Chief Executive Officer, American Henry Birks & Sons Inc., 1240 Square Phillips, Montreal, Quebec, Canada, H3B 3H4 Shirley A. Dawe Consultant, President Canadian Shirley Dawe Associates Inc. 119 Crescent Road, Toronto Ontario, Canada, M4W 1T8 Rosamond Ivey Consultant Canadian JRS Groups 30 St. Clair Street West, Suite 1200 Toronto, Ontario, M4V 3A1 Margherita Oberti Professor, Corpus Christi College Canadian 5935 Iona Drive, Vancouver, B.C., V6T 1J7, Canada Peter O'Brien Lawyer, Stikeman Elliott LLP Canadian 1155, Blvd. Rene-Levesque W. Montreal, Quebec H3B 3V2 Canada
Present Principal Occupation or Employment and the Name, Principal Business and Address of any Corporation or other Organization in which such employment is conducted Name Citizenship Filippo Recami Chief Executive Officer and Managing Director Italian Regaluxe Investment Sarl 26, rue Louvigny L-1946 Luxembourg
ANNEX B DIRECTORS AND EXECUTIVE OFFICERS OF HENRY BIRKS & SONS HOLDINGS INC. The following table sets forth certain information with respect to the directors and executive officers of Henry Birks & Sons Holdings Inc.
Present Principal Occupation or Employment Citizenship Name and the Name, Principal Business and Address of any Corporation or other Organization in which such employment is conducted Dr. Lorenzo Rossi di Montelera Businessman Italian Regaluxe Investment Sarl. 26, rue Louvigny L-1946 Luxembourg Mr. Gerald Berclaz Businessman Swiss 14, rue Toepffer CH-1206 Geneva, Switzerland Mrs. Margherita Oberti Professor, Canadian Corpus Christi College 5935 Iona Drive, Vancouver, B.C., V6T 1J7 Canada
ANNEX C DIRECTORS AND EXECUTIVE OFFICERS OF REGALUXE INVESTMENT Sarl The following table sets forth certain information with respect to the directors and executive officers of Regaluxe Investments Sarl
Present Principal Occupation or Employment and the Name, Principal Business and Address of any Corporation or other Organization in which such employment is conducted Name Citizenship Davide Barberis-Canonico Businessman Italian Manifatture di Ponzone Via Provinciale 319 Ponzone (Biella) I-13835 Italia Gerald Berclaz Director Swiss Gestofi S.A. 14, rue Toepffer CH-1206, Geneva, Switzerland Filippo Recami Chief Executive Officer and Managing Director Italian Regaluxe Investment Sarl 26, rue Louvigny L-1946 Luxembourg Lorenzo Rossi di Montelera Businessman Italian Regaluxe Investment Sarl 26, rue Louvigny L-1946 Luxembourg Carlo Schlesser President Luxembourg Partner SGG Arthur Andersen 23 avenue Monterey 1086 Luxembourg Jean-Paul Reiland Manager Luxembourg SGG Arthur Andersen 23 avenue Monterey, 1086 Luxembourg
Exhibit Index Exhibit No. Description ----------- ----------- Exhibit 1 Joint Filing Agreement dated as of July 8, 2004 among Birks, Holdings, Regaluxe and Dr. Rossi. EX-1 2 ex1_070704.txt JOINT FILING AGREEMENT Exhibit 1 CUSIP No. 578462103 AGREEMENT CONCERNING JOINT FILING OF SCHEDULE 13D The undersigned agree as follows: (i) each of them is individually eligible to use the Schedule 13D to which this Exhibit is attached, and such Schedule 13D is filed on behalf of each of them; and (ii) each of them is responsible for the timely filing of such Schedule 13D and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other person making the filing, unless such person knows of has reason to believe that such information is inaccurate. This Agreement may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which, taken together, shall constitute one and the same instrument. Dated: July 8, 2004 HENRY BIRKS & SONS INC. By: /s/ Sabine Bruckert ---------------------------------- Name: Sabine Bruckert Title: General Counsel and Corporate Secretary HENRY BIRKS & SONS HOLDINGS INC. By: /s/ Gerald Berclaz ---------------------------------- Name: Gerald Berclaz Title: Corporate Secretary REGALUXE INVESTMENT Sarl By: /s/ Filippo Recami ---------------------------------- Name: Filippo Recami Title: Chief Executive Officer DR. LORENZO ROSSI DI MONTELERA By: /s/ Lorenzo Rossi di Montelera ---------------------------------- Name: Lorenzo Rossi di Montelera -----END PRIVACY-ENHANCED MESSAGE-----